SEC

Total 10 Posts
SEC

SEC Adds 12 Companies for Delisting, Reaching 140 in Total

The U.S. Securities and Exchange Commission recently added another 12 companies to its list of companies that fail to comply with U.S. auditing requirements and are therefore subject to possible delisting.
SEC

SEC Adds 80-Plus Companies for Potential Delisting

The U.S. Securities and Exchange Commission (SEC) recently added nearly 90 companies in the technology, biotech, airline and auto sectors to its list of companies that fail to comply with U.S. auditing requirements and are therefore subject to possible delisting.

Republican Senators Introduce Bill on SEC Requiring Reporting of Supply Chains Linked to Forced Labor

Six Republican Senators have introduced legislation that would "require the Securities and Exchange Commission to require reporting of sourcing and due diligence activities of companies involving supply chains of products that are imported into the United States that are directly linked to products utilizing forced labor from Xinjiang, China."
SEC

SEC Identifies 29 Firms in April for Potential Delisting

So far this month, the U.S. Securities and Exchange Commission (SEC) has identified another 29 firms that failed to comply with U.S. auditing requirements and are therefore subject to possible delisting.
SEC

SEC Adds One Chinese Company for Delisting

The U.S. Securities and Exchange Commission (SEC) added one Chinese company to the provisional list of companies that fail to comply with U.S. auditing requirements.
SEC

China Supports Companies Listing Overseas, Says Vice Premier

At a recent meeting of the Financial Stability and Development Committee under the State Council, Chinese Vice Premier Liu He said that the Chinese government supports companies listing overseas, and is making progress on working with the United States to find a "specific cooperation plan" to bridge legislative gaps.
SEC

SEC Identifies Five Chinese Companies for Delisting; Beijing Says "Positive Progress" Is Being Made

The U.S. Securities and Exchange Commission (SEC) identified five Chinese companies as part of the process of delisting Chinese companies that fail to comply with a 2020 U.S. law. In the meantime, Chinese regulators seem confident that "cooperation arrangements" are possible.
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