SEC

Total 14 Posts

Republican Senator Presses SEC On China Audit Agreement

A Republican Senator is pressing the Biden administration in relation to a cooperation agreement on financial audits signed by Chinese and American regulators. Political pressure of this sort could make it more difficult to have a functioning regulatory cooperation agreement.
SEC

Five Chinese SOEs Delist from NYSE

In a further development related to the U.S.-China spat over auditing requirements for Chinese companies listed in the United States, five Chinese state-owned companies have decided to delist from the New York Stock Exchange.

U.S. Senators Call for Investigation of Stock Trade Platforms with Ties to China

Five Republican Senators are calling on the Securities and Exchange Commission (SEC) to investigate two stock trading platforms because of concerns about their data sharing practices and potential access by the CCP.

House Defense Bill Amendment Adds Reporting Requirements for Chinese Investment Firms Raising Capital in the U.S.

Last week, the U.S. House of Representatives voted to adopt an amendment led by Congressman Brad Sherman (D-CA) as part of the annual defense bill, which would require that "China-based issuers of certain unregistered securities provide basic information about themselves to the U.S. Securities and Exchange Commission (SEC)
SEC

SEC Adds 12 Companies for Delisting, Reaching 140 in Total

The U.S. Securities and Exchange Commission recently added another 12 companies to its list of companies that fail to comply with U.S. auditing requirements and are therefore subject to possible delisting.
SEC

SEC Adds 80-Plus Companies for Potential Delisting

The U.S. Securities and Exchange Commission (SEC) recently added nearly 90 companies in the technology, biotech, airline and auto sectors to its list of companies that fail to comply with U.S. auditing requirements and are therefore subject to possible delisting.

Republican Senators Introduce Bill on SEC Requiring Reporting of Supply Chains Linked to Forced Labor

Six Republican Senators have introduced legislation that would "require the Securities and Exchange Commission to require reporting of sourcing and due diligence activities of companies involving supply chains of products that are imported into the United States that are directly linked to products utilizing forced labor from Xinjiang, China."
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